(A) Required Disclosure. A nongovernmental corporation, partnership, trust, other similar entity that is a
party to, or that appears in, an action or proceeding in this Court shall:
(1) file a statement that
a. identifies all its parent, subsidiary or affiliate entities (corporate or otherwise) that
have issued stock or debt securities to the public and also identifies any publicly held
entity (corporate or otherwise) that owns 10% or more of its stock, and
b. identifies all parties in the partnerships, general or limited, or owners or members of
non-publicly traded entities such as LLCs or other closely held entities, or
c. states that there is nothing to report under Local Criminal Rule 12.4(A)(1)(a), (b), and
(2).
(2) Organizational Victim. Unless the government shows good cause, it must file a statement
identifying any organizational victim of the alleged criminal activity. If the organizational victim
is an entity described in Local Criminal Rule 12.4(A), the statement must also disclose the
information required by Local Criminal Rule 12.4(A) to the extent it can be obtained through due
diligence.
(3) file a later statement containing such additional information as may be from time to time
required by the Judicial Conference of the United States or this Court.
(B) Time for Filing. A statement or form required by Local Criminal Rule 12.4(A) shall be filed upon the
party’s first appearance, pleading, petition, motion, response, or other request addressed to the Court. A
later statement or form shall be filed promptly upon any change in the circumstances that Local Criminal
Rule 12.4(A) requires the party to identify.
