(A) Who Must File; Contents
(1) Nongovernmental party, proposed intervenor, or amicus curiae. A
nongovernmental corporation, limited liability company, partnership,
association, joint venture, syndicate, affiliate, or other similar entity appearing
as a party, proposed intervenor, or amicus curiae must file a disclosure
statement that states its name and the attorney(s) that represent it and:
(a) identifies all parent companies and any publicly-held company or
individual that has a 10% or greater ownership interest (such as stock or
partnership shares) in the entity; or
(b) states that there is no such company or individual.
(2) Parent Companies
For the purposes of this rule, parent companies include all companies
controlling the specified entity directly, or indirectly through intermediaries.
(3) Pro Se Litigants
This rule does not apply to pro se litigants.
(B) Any disclosures required under Rule 7.1 of the Federal Rules of Civil Procedure and
Civil Local Rule 7.1.1 may be combined in one Disclosure Statement and filed at the
time specified in Federal Rule 7.1 or as otherwise ordered by the Court.
Revised 8/2023
Committee Comments:
August 11, 2023
The Committee renumbered Civil Local Rule 11.3 to Civil Local Rule 7.1.1 to indicate alignment with Rule
7.1 of the Federal Rules of Civil Procedure. It also expanded the categories of entities required to disclose
ownership information beyond those listed in the federal rule and former local rule.
