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CTS STIP PROTECTIVE O — Magistrate Judge Christina T. Shay

C.D. Cal. Judge Order (Magistrate Judge Christina T. Shay) · Magistrate Judge Christina T. Shay

1 2 3 4 5 6 7 UNITED STATES DISTRICT COURT 8 CENTRAL DISTRICT OF CALIFORNIA 9 10 11 Case No. 12 Plaintiff(s), STIPULATED PROTECTIVE 13 ORDER v. 14 15 16 Defendant(s). 17 18 1. PURPOSES AND LIMITATIONS 19 Discovery in this action is likely to involve production of confidential, 20 proprietary, or private information for which special protection from public 21 disclosure and from use for any purpose other than prosecuting this litigation may 22 be warranted. Accordingly, the parties hereby stipulate to and petition the Court to 23 enter the following Stipulated Protective Order. The parties acknowledge that this 24 Stipulated Protective Order does not confer blanket protections on all disclosures or 25 responses to discovery and that the protection it affords from public disclosure and 26 use extends only to the limited information or items that are entitled to confidential 27 treatment under the applicable legal principles. The parties further acknowledge, as 28 set forth in Section 13.3 below, that this Stipulated Protective Order does not entitle Revised 6/24/2026 1 them to file confidential information under seal; Local Rule 79-5 sets forth the 2 procedures that must be followed and the standards that will be applied when a 3 party seeks permission from the Court to file material under seal. 4 5 2. GOOD CAUSE STATEMENT 6 [The “Good Cause Statement” should be edited to include or exclude specific 7 information that applies to the particular case, i.e., what harm will result from the 8 disclosure of the confidential information likely to be produced in this case? Below 9 is an example:] 10 This action is likely to involve trade secrets, customer and pricing lists and 11 other valuable research, development, commercial, financial, technical and/or 12 proprietary information for which special protection from public disclosure and 13 from use for any purpose other than prosecution of this action is warranted. Such 14 confidential and proprietary materials and information consist of, among other 15 things, confidential business or financial information, information regarding 16 confidential business practices, or other confidential research, development, or 17 commercial information (including information implicating privacy rights of third 18 parties), information otherwise generally unavailable to the public, or which may be 19 privileged or otherwise protected from disclosure under state or federal statutes, 20 court rules, case decisions, or common law. Accordingly, to expedite the flow of 21 information, to facilitate the prompt resolution of disputes over confidentiality of 22 discovery materials, to adequately protect information the parties are entitled to 23 keep confidential, to ensure that the parties are permitted reasonable necessary uses 24 of such material in preparation for and in the conduct of trial, to address their 25 handling at the end of the litigation, and to serve the ends of justice, a protective 26 order for such information is justified in this matter. It is the intent of the parties 27 that information will not be designated as confidential for tactical reasons and that 28 nothing be so designated without a good faith belief that it has been maintained in a 2 1 confidential, non-public manner, and there is good cause why it should not be part 2 of the public record of this case. 3 4 3. DEFINITIONS 5 3.1. Action: [This pending federal lawsuit.] [Alternatively, this definition 6 may include consolidated or related actions.] 7 3.2. Challenging Party: A Party or Nonparty that challenges the 8 designation of information or items under this Stipulated Protective 9 Order. 10 3.3. “CONFIDENTIAL” Information or Items: Information (regardless of 11 how it is generated, stored or maintained) or tangible things that 12 qualify for protection under Federal Rule of Civil Procedure 26(c), and 13 as specified above in the Good Cause Statement. 14 3.4. Counsel: Outside Counsel of Record and In-House Counsel (as well 15 as their support staff). 16 3.5. Designating Party: A Party or Nonparty that designates information or 17 items that it produces in disclosures or in responses to discovery as 18 “CONFIDENTIAL.” 19 3.6. Disclosure or Discovery Material: All items or information, regardless 20 of the medium or manner in which it is generated, stored, or 21 maintained (including, among other things, testimony, transcripts, and 22 tangible things), that is produced or generated in disclosures or 23 responses to discovery in this matter. 24 3.7. Expert: A person with specialized knowledge or experience in a 25 matter pertinent to the litigation who has been retained by a Party or its 26 counsel to serve as an expert witness or as a consultant in this Action. 27 /// 28 /// 3 1 3.8. In-House Counsel: Attorneys who are employees of a party to this 2 Action. In-House Counsel does not include Outside Counsel of 3 Record or any other outside counsel. 4 3.9. Nonparty: Any natural person, partnership, corporation, association, 5 or other legal entity not named as a Party to this action. 6 3.10. Outside Counsel of Record: Attorneys who are not employees of a 7 party to this Action but are retained to represent or advise a party to 8 this Action and have appeared in this Action on behalf of that party or 9 are affiliated with a law firm which has appeared on behalf of that 10 party, and includes support staff. 11 3.11. Party: Any party to this Action, including all of its officers, directors, 12 employees, consultants, retained experts, In-House Counsel, and 13 Outside Counsel of Record (and their support staffs). 14 3.12. Producing Party: A Party or Nonparty that produces Disclosure or 15 Discovery Material in this Action. 16 3.13. Professional Vendors: Persons or entities that provide litigation 17 support services (e.g., photocopying, videotaping, translating, 18 preparing exhibits or demonstrations, and organizing, storing, or 19 retrieving data in any form or medium) and their employees and 20 subcontractors. 21 3.14. Protected Material: Any Disclosure or Discovery Material that is 22 designated as “CONFIDENTIAL.” 23 3.15. Receiving Party: A Party that receives Disclosure or Discovery 24 Material from a Producing Party. 25 /// 26 /// 27 /// 28 /// 4 1 4. SCOPE 2 The protections conferred by this Stipulated Protective Order cover not only 3 Protected Material, but also (1) any information copied or extracted from Protected 4 Material; (2) all copies, excerpts, summaries, or compilations of Protected Material; 5 and (3) any testimony, conversations, or presentations by Parties or their Counsel 6 that might reveal Protected Material. 7 Any use of Protected Material at trial shall be governed by the orders of the 8 trial judge. This Stipulated Protective Order does not govern the use of Protected 9 Material at trial. 10 11 5. DURATION 12 [One possible paragraph:] 13 Once a case proceeds to trial, all of the information that was designated as 14 confidential or maintained pursuant to this Stipulated Protective Order becomes 15 public and presumptively will be available to all members of the public, including 16 the press, unless compelling reasons supported by specific factual findings to 17 proceed otherwise are made to the trial judge in advance of the trial. See 18 Kamakana v. City and County of Honolulu, 447 F.3d 1172, 1180-81 (9th Cir. 2006) 19 (distinguishing “good cause” showing for sealing documents produced in discovery 20 from “compelling reasons” standard when merits-related documents are part of 21 court record). Accordingly, the terms of this Stipulated Protective Order do not 22 extend beyond the commencement of the trial. 23 [Alternative possible paragraph:] 24 Even after final disposition of this litigation, the confidentiality obligations 25 imposed by this Stipulated Protective Order shall remain in effect until a 26 Designating Party agrees otherwise in writing or a court order otherwise directs. 27 Final disposition shall be deemed to be the later of (1) dismissal of all claims and 28 defenses in this Action, with or without prejudice; and (2) final judgment herein 5 1 after the completion and exhaustion of all appeals, rehearings, remands, trials, or 2 reviews of this Action, including the time limits for filing any motions or 3 applications for extension of time pursuant to applicable law. 4 5 6. DESIGNATING PROTECTED MATERIAL 6 6.1. Exercise of Restraint and Care in Designating Material for Protection. 7 Each Party or Nonparty that designates information or items for 8 protection under this Stipulated Protective Order must take care to 9 limit any such designation to specific material that qualifies under the 10 appropriate standards. The Designating Party must designate for 11 protection only those parts of material, documents, items, or oral or 12 written communications that qualify so that other portions of the 13 material, documents, items, or communications for which protection is 14 not warranted are not swept unjustifiably within the ambit of this 15 Stipulated Protective Order. 16 Mass, indiscriminate, or routinized designations are prohibited. 17 Designations that are shown to be clearly unjustified or that have been 18 made for an improper purpose (e.g., to unnecessarily encumber the 19 case development process or to impose unnecessary expenses and 20 burdens on other parties) may expose the Designating Party to 21 sanctions. 22 6.2. Manner and Timing of Designations. 23 Except as otherwise provided in this Stipulated Protective Order 24 (see, e.g., Section 6.2(a)), or as otherwise stipulated or ordered, 25 Disclosure or Discovery Material that qualifies for protection under 26 this Stipulated Protective Order must be clearly so designated before 27 the material is disclosed or produced. 28 /// 6 1 Designation in conformity with this Stipulated Protective Order 2 requires the following: 3 (a) For information in documentary form (e.g., paper or electronic 4 documents, but excluding transcripts of depositions or other 5 pretrial or trial proceedings), that the Producing Party affix at a 6 minimum, the legend “CONFIDENTIAL” to each page that 7 contains protected material. If only a portion or portions of the 8 material on a page qualifies for protection, the Producing Party 9 also must clearly identify the protected portion(s) (e.g., by 10 making appropriate markings in the margins). 11 A Party or Nonparty that makes original documents 12 available for inspection need not designate them for protection 13 until after the inspecting Party has indicated which documents it 14 would like copied and produced. During the inspection and 15 before the designation, all of the material made available for 16 inspection shall be deemed “CONFIDENTIAL.” After the 17 inspecting Party has identified the documents it wants copied 18 and produced, the Producing Party must determine which 19 documents, or portions thereof, qualify for protection under this 20 Stipulated Protective Order. Then, before producing the 21 specified documents, the Producing Party must affix the legend 22 “CONFIDENTIAL” to each page that contains Protected 23 Material. If only a portion or portions of the material on a page 24 qualifies for protection, the Producing Party also must clearly 25 identify the protected portion(s) (e.g., by making appropriate 26 markings in the margins). 27 (b) For testimony given in depositions, that the Designating Party 28 identify the Disclosure or Discovery Material on the record, 7 1 before the close of the deposition, all protected testimony. 2 (c) For information produced in nondocumentary form, and for any 3 other tangible items, that the Producing Party affix in a 4 prominent place on the exterior of the container or containers in 5 which the information is stored the legend “CONFIDENTIAL.” 6 If only a portion or portions of the information warrants 7 protection, the Producing Party, to the extent practicable, shall 8 identify the protected portion(s). 9 6.3. Inadvertent Failure to Designate. 10 If timely corrected, an inadvertent failure to designate qualified 11 information or items does not, standing alone, waive the Designating 12 Party’s right to secure protection under this Stipulated Protective Order 13 for such material. Upon timely correction of a designation, the 14 Receiving Party must make reasonable efforts to assure that the 15 material is treated in accordance with the provisions of this Stipulated 16 Protective Order. 17 18 7. CHALLENGING CONFIDENTIALITY DESIGNATIONS 19 7.1. Timing of Challenges. 20 Any Party or Nonparty may challenge a designation of 21 confidentiality at any time that is consistent with the Court’s 22 Scheduling Order. 23 7.2. Meet and Confer. 24 The Challenging Party shall initiate the dispute resolution 25 process, which shall comply with Local Rule 37.1 et seq., and with 26 /// 27 /// 28 /// 8 1 Paragraph 2.d. of Judge Shay’s Procedures for Discovery Disputes 2 (“Mandatory Informal Discovery Conference”). 1 3 7.3. Burden of Persuasion. 4 The burden of persuasion in any such challenge proceeding shall 5 be on the Designating Party. Frivolous challenges, and those made for 6 an improper purpose (e.g., to harass or impose unnecessary expenses 7 and burdens on other parties) may expose the Challenging Party to 8 sanctions. Unless the Designating Party has waived or withdrawn the 9 confidentiality designation, all parties shall continue to afford the 10 material in question the level of protection to which it is entitled under 11 the Producing Party’s designation until the Court rules on the 12 challenge. 13 14 8. ACCESS TO AND USE OF PROTECTED MATERIALS 15 8.1. Basic Principles. 16 A Receiving Party may use Protected Material that is disclosed 17 or produced by another Party or by a Nonparty in connection with this 18 Action only for prosecuting, defending, or attempting to settle this 19 Action. Such Protected Material may be disclosed only to the 20 categories of persons and under the conditions described in this 21 Stipulated Protective Order. When the Action reaches a final 22 disposition, a Receiving Party must comply with the provisions of 23 Section 14 below. 24 Protected Material must be stored and maintained by a 25 Receiving Party at a location and in a secure manner that ensures that 26 27 1 Judge Shay’s Procedures are available at 28 https://apps.cacd.uscourts.gov/Jps/honorable-christina-t-shay. 9 1 access is limited to the persons authorized under this Stipulated 2 Protective Order. 3 8.2. Disclosure of “CONFIDENTIAL” Information or Items. 4 Unless otherwise ordered by the Court or permitted in writing 5 by the Designating Party, a Receiving Party may disclose any 6 information or item designated “CONFIDENTIAL” only to: 7 (a) The Receiving Party’s Outside Counsel of Record, as well as 8 employees of said Outside Counsel of Record to whom it is 9 reasonably necessary to disclose the information for this Action; 10 (b) The officers, directors, and employees (including In-House 11 Counsel) of the Receiving Party to whom disclosure is 12 reasonably necessary for this Action; 13 (c) Experts of the Receiving Party to whom disclosure is reasonably 14 necessary for this Action and who have signed the 15 “Acknowledgment and Agreement to Be Bound” (Exhibit A); 16 (d) The Court and its personnel; 17 (e) Court reporters and their staff; 18 (f) Professional jury or trial consultants, mock jurors, and 19 Professional Vendors to whom disclosure is reasonably 20 necessary or this Action and who have signed the 21 “Acknowledgment and Agreement to be Bound” (Exhibit A); 22 (g) The author or recipient of a document containing the 23 information or a custodian or other person who otherwise 24 possessed or knew the information; 25 (h) During their depositions, witnesses, and attorneys for witnesses, 26 in the Action to whom disclosure is reasonably necessary 27 provided: (i) the deposing party requests that the witness sign 28 the “Acknowledgment and Agreement to Be Bound” (Exhibit 10 1 A); and (ii) the witness will not be permitted to keep any 2 confidential information unless they sign the “Acknowledgment 3 and Agreement to Be Bound,” unless otherwise agreed by the 4 Designating Party or ordered by the Court. Pages of transcribed 5 deposition testimony or exhibits to depositions that reveal 6 Protected Material may be separately bound by the court 7 reporter and may not be disclosed to anyone except as permitted 8 under this Stipulated Protective Order; and 9 (i) Any mediator or settlement officer, and their supporting 10 personnel, mutually agreed upon by any of the parties engaged 11 in settlement discussions. 12 13 9. PROTECTED MATERIAL SUBPOENAED OR ORDERED 14 PRODUCED IN OTHER LITIGATION 15 If a Party is served with a subpoena or a court order issued in other litigation 16 that compels disclosure of any information or items designated in this Action as 17 “CONFIDENTIAL,” that Party must: 18 (a) Promptly notify in writing the Designating Party. Such notification 19 shall include a copy of the subpoena or court order; 20 (b) Promptly notify in writing the party who caused the subpoena or order 21 to issue in the other litigation that some or all of the material covered 22 by the subpoena or order is subject to this Stipulated Protective Order. 23 Such notification shall include a copy of this Stipulated Protective 24 Order; and 25 (c) Cooperate with respect to all reasonable procedures sought to be 26 pursued by the Designating Party whose Protected Material may be 27 affected. 28 /// 11 1 If the Designating Party timely seeks a protective order, the Party served with 2 the subpoena or court order shall not produce any information designated in this 3 action as “CONFIDENTIAL” before a determination by the Court from which the 4 subpoena or order issued, unless the Party has obtained the Designating Party’s 5 permission. The Designating Party shall bear the burden and expense of seeking 6 protection in that court of its confidential material and nothing in these provisions 7 should be construed as authorizing or encouraging a Receiving Party in this Action 8 to disobey a lawful directive from another court. 9 10 10. A NONPARTY’S PROTECTED MATERIAL SOUGHT TO BE 11 PRODUCED IN THIS LITIGATION 12 10.1. Application. 13 The terms of this Stipulated Protective Order are applicable to 14 information produced by a Nonparty in this Action and designated as 15 “CONFIDENTIAL.” Such information produced by Nonparties in 16 connection with this litigation is protected by the remedies and relief 17 provided by this Stipulated Protective Order. Nothing in these 18 provisions should be construed as prohibiting a Nonparty from seeking 19 additional protections. 20 10.2. Notification. 21 In the event that a Party is required, by a valid discovery 22 request, to produce a Nonparty’s confidential information in its 23 possession, and the Party is subject to an agreement with the Nonparty 24 not to produce the Nonparty’s confidential information, then the Party 25 shall: 26 (a) Promptly notify in writing the Requesting Party and the 27 Nonparty that some or all of the information requested is subject 28 to a confidentiality agreement with a Nonparty; 12 1 (b) Promptly provide the Nonparty with a copy of the Stipulated 2 Protective Order in this Action, the relevant discovery 3 request(s), and a reasonably specific description of the 4 information requested; and 5 (c) Make the information requested available for inspection by the 6 Nonparty, if requested. 7 10.3. Conditions of Production. 8 If the Nonparty fails to seek a protective order from this Court 9 within fourteen (14) days after receiving the notice and accompanying 10 information, the Receiving Party may produce the Nonparty’s 11 confidential information responsive to the discovery request. If the 12 Nonparty timely seeks a protective order, the Receiving Party shall not 13 produce any information in its possession or control that is subject to 14 the confidentiality agreement with the Nonparty before a 15 determination by the Court. Absent a court order to the contrary, the 16 Nonparty shall bear the burden and expense of seeking protection in 17 this Court of its Protected Material. 18 19 11. UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL 20 If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed 21 Protected Material to any person or in any circumstance not authorized under this 22 Stipulated Protective Order, the Receiving Party immediately must (1) notify in 23 writing the Designating Party of the unauthorized disclosures, (2) use its best 24 efforts to retrieve all unauthorized copies of the Protected Material, (3) inform the 25 person or persons to whom unauthorized disclosures were made of all the terms of 26 this Stipulated Protective Order, and (4) request such person or persons to execute 27 the “Acknowledgment and Agreement to be Bound” (Exhibit A). 28 /// 13 1 12. INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE 2 PROTECTED MATERIAL 3 When a Producing Party gives notice to Receiving Parties that certain 4 inadvertently produced material is subject to a claim of privilege or other 5 protection, the obligations of the Receiving Parties are those set forth in Federal 6 Rule of Civil Procedure 26(b)(5)(B). This provision is not intended to modify 7 whatever procedure may be established in an e-discovery order that provides for 8 production without prior privilege review. Pursuant to Federal Rule of Evidence 9 502(d) and (e), insofar as the parties reach an agreement on the effect of disclosure 10 of a communication or information covered by the attorney-client privilege or work 11 product protection, the parties may incorporate their agreement in the Stipulated 12 Protective Order submitted to the Court. 13 14 13. MISCELLANEOUS 15 13.1. Right to Further Relief. 16 Nothing in this Stipulated Protective Order abridges the right of 17 any person to seek its modification by the Court in the future. 18 13.2. Right to Assert Other Objections. 19 By stipulating to the entry of this Stipulated Protective Order, no 20 Party waives any right it otherwise would have to object to disclosing 21 or producing any information or item on any ground not addressed in 22 this Stipulated Protective Order. Similarly, no Party waives any right 23 to object on any ground to use in evidence of any of the material 24 covered by this Stipulated Protective Order. 25 13.3. Filing Protected Material. 26 A Party that seeks to file under seal any Protected Material must 27 comply with Local Rule 79-5. Protected Material may only be filed 28 under seal pursuant to a court order authorizing the sealing of the 14 1 specific Protected Material at issue. If a Party's request to file 2 Protected Material under seal is denied by the Court, then the 3 Receiving Party may file the information in the public record unless 4 otherwise instructed by the Court. 5 6 14. FINAL DISPOSITION 7 After the final disposition of this Action, within sixty (60) days of a written 8 request by the Designating Party, each Receiving Party must return all Protected 9 Material to the Producing Party or destroy such material. As used in this 10 subdivision, “all Protected Material” includes all copies, abstracts, compilations, 11 summaries, and any other format reproducing or capturing any of the Protected 12 Material. Whether the Protected Material is returned or destroyed, the Receiving 13 Party must submit a written certification to the Producing Party (and, if not the 14 same person or entity, to the Designating Party) by the 60-day deadline that 15 (1) identifies (by category, where appropriate) all the Protected Material that was 16 returned or destroyed and (2) affirms that the Receiving Party has not retained any 17 copies, abstracts, compilations, summaries or any other format reproducing or 18 capturing any of the Protected Material. Notwithstanding this provision, Counsel is 19 entitled to retain an archival copy of all pleadings; motion papers; trial, deposition, 20 and hearing transcripts; legal memoranda; correspondence; deposition and trial 21 exhibits; expert reports; attorney work product; and consultant and expert work 22 product, even if such materials contain Protected Material. Any such archival 23 copies that contain or constitute Protected Material remain subject to this Stipulated 24 Protective Order as set forth in Section 5. 25 /// 26 /// 27 /// 28 /// 15 1 15. VIOLATION 2 Any violation of this Stipulated Order may be punished by any and all 3 appropriate measures including, without limitation, contempt proceedings and/or 4 monetary sanctions. 5 6 IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD. 7 8 Dated: Attorney(s) for Plaintiff(s) 9 10 Dated: 11 Attorney(s) for Defendant(s) 12 13 FOR GOOD CAUSE SHOWN, IT IS SO ORDERED. 14 15 Dated: 16 Honorable Christina T. Shay United States Magistrate Judge 17 18 19 20 21 22 23 24 25 26 27 28 16 1 EXHIBIT A 2 ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND 3 I, [full name], of 4 [address], declare under penalty of perjury that I have read in its 5 entirety and understand the Stipulated Protective Order that was issued by the 6 United States District Court for the Central District of California on 7 [date] in the case of 8 [case name and number]. I agree to comply with and to be bound by all the terms 9 of this Stipulated Protective Order, and I understand and acknowledge that failure 10 to so comply could expose me to sanctions and punishment in the nature of 11 contempt. I solemnly promise that I will not disclose in any manner any 12 information or item that is subject to this Stipulated Protective Order to any person 13 or entity except in strict compliance with the provisions of this Stipulated Protective 14 Order. 15 I further agree to submit to the jurisdiction of the United States District Court 16 for the Central District of California for the purpose of enforcing the terms of this 17 Stipulated Protective Order, even if such enforcement proceedings occur after 18 termination of this action. I hereby appoint [full name] 19 of [address and telephone number] 20 as my California agent for service of process in connection with this action or any 21 proceedings related to enforcement of this Stipulated Protective Order. 22 23 Signature: 24 Printed Name: 25 Date: 26 City and State Where Sworn and Signed: 27 28 17
Official source: https://apps.cacd.uscourts.gov/Jps/honorable-christina-t-shay · retrieved 2026-07-23